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Troubleshooting Reconciliation

Handling Out of Balance Non-Cash Securities

For each out of balance non-cash security, first determine the following:

  1. Is the quantity difference positive or negative?
    • Positive: 432.12 — without parentheses
    • Negative: (432.12) — with parentheses
  2. Is the quantity difference whole or fractional shares?
    • Whole: 432.00 — ends with .00
    • Fractional: 432.12 — does not end with .00
  3. Is cash also out of balance in this portfolio?

Then, use the approriate document to troubleshoot the security

After Handling Non-Cash Securities

Rerun the Reconciliation report.

Is everything reconciled now?

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